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AS

Anne K. Simpson

KENWYCK CAPITAL
MARIETTA, GA
Some features on this profile are disabled
CRD#: 5273267
AS

Professional summary

Anne Kathleen Simpson, CFP®, who also goes by Anne Kathleen Roedl, Anne K Simpson, is a registered financial advisor currently at KENWYCK CAPITAL located in Marietta, Georgia.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Anne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anne Kathleen Roedl | Anne K Simpson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anne Simpson is currently on the Investment Committee for Alpha Delta Pi Sorority Foundation. This volunteer position involves reviewing the activities of the investment manager for the Foundation's investment portfolio to ensure the manager is adhering to the investment policy. This activity accounts for approximately 2% of her time and she receives no compensation for her involvement. Located at 1386 Ponce De Leon Ave NE, Atlanta, GA 30306. Nature - Sorority Foundation. Start - 01/2022. 2 hours per fiscal quarter during trading hours. Duties - ensure the foundation's endowment is managed in accordance to its investment chapter by outside money manager. Anne Simpson currently volunteers with Savvy Ladies Helpline, a pro bono community of financial advisors that help women with personal financial questions. Anne Simpson provides pro bono financial suggestions and guidance to women within the Savvy Ladies Helpline, with no expectation of compensation, maximum of 2 hours each month, which may occur during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Kathleen Simpson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

October 25, 2024 - Present

KENWYCK CAPITAL

RIA
CRD#: 332844
MARIETTA, GA
Past

October 31, 2022 - August 2, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ALBANY, NY
Past

September 19, 2022 - August 6, 2024

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

RIA
CRD#: 322496
ROSWELL, GA
Past

October 19, 2016 - October 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
ROSWELL, GA
Past

October 17, 2016 - October 28, 2022

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
ROSWELL, GA
Past

January 8, 2015 - May 13, 2015

EDWARD JONES

RIA
CRD#: 250
ROSWELL, GA
Past

October 20, 2014 - May 13, 2015

EDWARD JONES

BD
CRD#: 250
ROSWELL, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2014
General Securities Representative Examination

Current Firm

KC
KENWYCK CAPITAL
KENWYCK CAPITAL | KENWYCK CAPITAL, LLC

CRD#: 332844 / SEC#:

Georgia
Registered Investment Advisory firm - (10/25/2024 Approved)
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Contact information

Main Address
Marietta, GA
Mailing Address
1205 Johnson Ferry Road Suite 136-442, Marietta, GA 30068
Phone number
(404) 567-6001
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 809,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KENWYCK CAPITAL

CRD#: 332844Marietta, GA

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