Anne K. Simpson

KENWYCK CAPITAL

MARIETTA, GA 30062

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CRD#: 5273267

Professional summary

Anne Kathleen Simpson, CFP®, who also goes by Anne Kathleen Roedl, Anne K Simpson, is a registered financial advisor currently at KENWYCK CAPITAL located in Marietta, Georgia.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Anne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anne Kathleen Roedl | Anne K Simpson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Kathleen Simpson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

October 25, 2024 - Present

KENWYCK CAPITAL

Office #1: 4180 Providence Road Suite 109, Marietta, GA 30062

RIA

CRD#: 332844

MARIETTA, GA

Past

October 31, 2022 - August 2, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

September 19, 2022 - August 6, 2024

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

RIA

CRD#: 322496

ROSWELL, GA

Past

October 19, 2016 - October 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ROSWELL, GA

Past

October 17, 2016 - October 28, 2022

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ROSWELL, GA

Past

January 8, 2015 - May 13, 2015

EDWARD JONES

RIA

CRD#: 250

ROSWELL, GA

Past

October 20, 2014 - May 13, 2015

EDWARD JONES

CRD#: 250

ROSWELL, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2014

General Securities Representative Examination

Current Firm

KENWYCK CAPITAL

KENWYCK CAPITAL | KENWYCK CAPITAL, LLC

CRD#: 332844 / SEC#:

Georgia

Registered Investment Advisory firm - (10/25/2024 Approved)

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Contact information

Main Address

4180 Providence Road Suite 109, Marietta, GA 30062

Mailing Address

Phone number

(404) 567-6001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 6,764,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anne K. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Kathleen Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KENWYCK CAPITAL

PURSHE KAPLAN STERLING INVESTMENTS

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2014

Current Firm

KENWYCK CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KENWYCK CAPITAL

TRUST BUT VERIFY

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