Monica S. Himes
Professional summary
Monica Sofia Himes, who also goes by Monica Himes, is a registered financial professional currently at ANDES CAPITAL GROUP, LLC located in Los Angeles, California.
Monica is registered as a RR (Registered Representative) and started their career in finance in 2007. Monica has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica Sofia Himes's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2021 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 5200 Wilshire Blvd. Suite 560, Los Angeles, CA 90036November 12, 2013 - January 26, 2021
OCP CAPITAL, LLC
July 15, 2010 - January 17, 2013
BROOKWOOD SECURITIES PARTNERS, LLC
April 9, 2007 - October 6, 2009
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(2/5/2021)
Exams
FINRA
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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