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ZT

Zhenxing Tang

VELOX CLEARING LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5272681
ZT

Professional summary


Zhenxing Tang, who also goes by Zhen Tang, is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida.

Zhenxing is registered as a RR (Registered Representative) and started their career in finance in 2011. Zhenxing has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zhen Tang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Zhenxing Tang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 7, 2024 - Present

VELOX CLEARING LLC

Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131
BD
CRD#: 290215
Miami, FL
Past

November 2, 2011 - June 15, 2022

PERSHING LLC

BD
CRD#: 7560
LAKE MARY, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/7/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/5/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/16/2025
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


VC
VELOX CLEARING LLC
VELOX CLEARING LLC

CRD#: 290215 / SEC#: , 8-70017

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Phone number
(866) 808-3569
Established
Nevada since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VELOX HOLDINGS INCHOLDING COMPANY
COOK, CHRISTOPHER JOSEPHCEO/CCO2800929
DU, MINGZHECOO/POO7353052
MARTIN, JOSEPH J IIICFO/PFO7304542
TANG, ZHENXINGCRO5272681

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VELOX CLEARING LLC

CRD#: 290215Miami, FL 33131

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