MK
Michael V. Kane
HORNOR, TOWNSEND & KENT
NEW YORK, NY 10007
Some features on this profile are disabled
CRD#: 5272677
MK
Professional summary
Michael Vitas Kane is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES / KANE AGENCY | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 2016-11-25 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) REAL ESTATE VIRGINIA CAPITOL PROPERTIES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:PRESIDENT/PARTNER | ADDRESS: 215 W 88TH STREET APT 10H NEW YORK, NY 10024 | START DATE: 8/1/2010 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: 33% LIMITED PARTNER/PRESIDENT THAT MANAGES RENTAL PROPERTY. OWN ADDITIONAL PROPERTIES IN RICHMOND VA. 3) EMPIRE BROKERAGE LLC | INVESTMENT RELATED: YES | DBA NAME: EMPIRE BROKERAGE LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 215 W 88TH STREET, APT 10H NEW YORK, NY 10024 | START DATE: 10/1/2021 | NATURE OF ACTIVITY: PROPERTY/CASUALTY /LIFE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: OPENED THIS LLC FOR POTENTIAL BROKERAGE 4) BOARD MEMBER OF INSURANCE COMPANY | INVESTMENT RELATED: NO | DBA NAME: The Penn Insurance and Annuity Company of New York | POSITION HELD: BOARD MEMBER | ADDRESS: 200 DAY HILL RD., WINDSOR, CT 06095 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: OTHER - INSURANCE COMPANY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: AS BOARD MEMBER PROVIDING GUIDEANCE TO THE COMPANY'S EXECUTIEVE TEAM. VANTIS LIFE INS. CO. OF NEW YORK IS A SUBSIDIARY OF THE PENN MUTUAL LFIE INS. CO. 5) BOARD MEMBER FOR FINCESCA NY. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 10/15/2020 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS. 6)MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vitas Kane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Vitas Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2018 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
NEW YORK, NY
Current
December 1, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
NEW YORK, NY
Past
October 30, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
ELMSFORD, NY
Past
November 16, 2011 - November 11, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ELMSFORD, NY
Past
August 29, 2011 - November 11, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ELMSFORD, NY
Past
November 14, 2007 - August 30, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
GLEN ALLEN, VA
Past
June 11, 2007 - August 30, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(10/11/2018)
RR
New York(12/1/2016)
IAR
New York(3/19/2021)
RR
North Carolina(12/1/2016)
RR
Virginia(12/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
