Jeffrey Estes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Estes, who also goes by Jeffery D Estes, Jeffery Estes, Jeffrey David Estes, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2007. Jeffrey had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2019 - December 31, 2019
CORDELL RESERVE ADVISORS
July 29, 2015 - May 17, 2018
MICROVENTURE MARKETPLACE INC.
January 14, 2010 - July 28, 2015
CHARLES SCHWAB & CO., INC.
January 14, 2010 - July 28, 2015
CHARLES SCHWAB & CO., INC.
July 13, 2007 - November 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 13, 2007 - November 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 21, 2007 - May 16, 2007
EQUITABLE ADVISORS, LLC
March 2, 2007 - May 16, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORDELL RESERVE ADVISORS
CRD#: 291665 / SEC#:
Contact information
Red Flags
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