MV
Matthew J. Vanmaanen
PARK AVENUE SECURITIES LLC
Pella, IA 50219
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CRD#: 5272447
MV
Professional summary
Matthew John Vanmaanen, CFP®, who also goes by Matthew J Van Maanen, Matthew J Van Moanen, Matt Vanmaanen, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Pella, Iowa.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew J Van Maanen | Matthew J Van Moanen | Matt Vanmaanen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Selling Health Insurance -Group Benefits Limited-Work with Group Benefits Limited to provide health insurance for clients, Start: 2/1/2009, Address: 12006 Ridgemont Dr. Urbandale, IA 50323, 1 bus hr per month, Investment related, 2. Insurance other than Guardian-Penn Mutual, Start: 05/21/2015, Address: 600 Dresher Road,Horsham, PA 19044, 3 bus hrs per month, Investment related, 3. Downtown Properties of Pella-Own real estate office, Start: 10/22/2015, Address: 711 Main St Pella, IA 50219, 1 non bus hr per month, Investment related, 4. Rental Property - KV IA Woodlands Investments LLC-Part Owner, Start: 03/01/2018, Address: 1101 Woodland, Knoxville, IA, 1 bus hr per month, Investment related, 5) Power of Attorney for spouse, Start: 11/30/2018, Address: 1885 Harbor Hill Dr., Pella, IA 50219, .1 hour per month .1 hours during securities trading hours, Not investment related, 6) Rental Property - Van Mor LLC, Start: 03/31/2021, Address: 3620 150th Ave Ottumwa, IA 52501, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, Less than 10% annual compensation, 7) Matthew Van Maanen LLC- Rental Property, Start: 09/15/2022, Address: 1885 Harbor Hill Dr Pella, IA 50219, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, Less than 10% annual compensation, 8) Van Maanen Family LLC - Rental Property, Start: 09/15/2022, Address: 711 Main St Pella, IA 50219, Less than 1 total hour per month, 0 hours during securities trading hours, Investment related, No annual compensation, 9) Highpoint Apartments, LLC, Start Date: 3/7/2023, Address: 340 E. 13th Street, Pella, IA 50219, 0 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Matthew John Vanmaanen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Vanmaanen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 13, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 711 Main Street, Pella, IA 50219RIA
BD
CRD#: 46173
Pella, IA
Current
February 26, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 711 Main Street, Pella, IA 50219RIA
BD
CRD#: 46173
Pella, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2023)
IAR
Arizona(1/17/2023)
RR
California(8/20/2021)
IAR
California(8/20/2021)
RR
District of Columbia(10/6/2020)
IAR
District of Columbia(10/14/2020)
RR
Florida(9/13/2021)
RR
Georgia(9/9/2021)
IAR
Georgia(9/10/2021)
RR
Iowa(3/6/2007)
IAR
Iowa(9/13/2007)
RR
Kansas(1/5/2023)
IAR
Kansas(1/5/2023)
RR
Michigan(7/18/2016)
IAR
Michigan(7/20/2016)
RR
Minnesota(4/1/2016)
IAR
Minnesota(4/15/2016)
RR
Nebraska(1/10/2012)
RR
Ohio(1/8/2018)
RR
Oklahoma(4/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
