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TH

Timothy J. Horst

UNIVERSAL WEALTH MANAGEMENT LLC
SURPRISE, AZ 85374
Some features on this profile are disabled
CRD#: 5272058
TH

Professional summary

Timothy John Horst, who also goes by Timothy J Horst, is a registered financial advisor currently at UNIVERSAL WEALTH MANAGEMENT LLC located in Surprise, Arizona.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy J Horst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Horst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2026 - Present

UNIVERSAL WEALTH MANAGEMENT LLC

Office #1: 15331 W Bell Road Ste 318, Surprise, AZ 85374
RIA
CRD#: 333585
SURPRISE, AZ
Past

January 8, 2018 - December 19, 2018

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

October 6, 2015 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
Phoenix, AZ
Past

January 2, 2013 - December 18, 2018

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

January 26, 2007 - December 19, 2012

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/28/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/3/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/25/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

UW
UNIVERSAL WEALTH MANAGEMENT LLC
UNIVERSAL WEALTH MANAGEMENT LLC

CRD#: 333585 / SEC#:

Arizona
Registered Investment Advisory firm - (11/26/2024 Approved)
California
Registered Investment Advisory firm - (4/30/2025 Approved)
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Contact information

Main Address
15331 W Bell Road Ste 318, Surprise, AZ 85374
Mailing Address
Phone number
(623) 323-2268
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts144
AUM (Assets Under Management)$ 28,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNIVERSAL WEALTH MANAGEMENT LLC

CRD#: 333585Surprise, AZ 85374

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