HM
Holly C. Macdonald-korth
J.W. KORTH & COMPANY
Coral Gables, FL 33146
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CRD#: 5270817
HM
Professional summary
Holly Christina Macdonald-korth, who also goes by Holly Korth, is a registered financial advisor currently at J.W. KORTH & COMPANY located in Coral Gables, Florida.
Holly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Holly has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Holly Korth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO, President and CFO of Korth Direct Mortgage Inc (KDM) which owns J W Korth and Company, and is located in our Miami office. KDM makes and services loans on income producing properties. KDM issues debt to fund the loans. J W Korth & Company underwrites KDM's Mortgage Secured Notes, acting as the lead underwriter. The time spent on this activity is ongoing and in concert with the hours spent on J W Korth and Company LP. Ms. MacDonald-Korth is also the manager of several special purpose entities as part of her role at KDM
CRS (Client Relationship Summary) - RIA
Click below to view Holly Christina Macdonald-korth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Holly Christina Macdonald-korth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2013 - Present
J.W. KORTH & COMPANY
Office #1: 135 San Lorenzo Avenue Suite 600, Coral Gables, FL 33146Office #2: 6500 Centurion Drive Suite 250, Lansing, MI 48917RIA
BD
CRD#: 26455
Coral Gables, FL
Current
July 19, 2012 - Present
J.W. KORTH & COMPANY
Office #1: 135 San Lorenzo Avenue Suite 600, Coral Gables, FL 33146Office #2: 6500 Centurion Drive Suite 250, Lansing, MI 48917RIA
BD
CRD#: 26455
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/20/2013)
IAR
Florida(5/20/2013)
RR
Michigan(3/26/2013)
IAR
Michigan(3/26/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Mailing Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Phone number
(517) 333-4512
Established
Michigan since 03/16/1990
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (2 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J W KORTH LLC | GENERAL PARTNER | |
| KORTH DIRECT MORTGAGE INC | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | |
| GIBBONS, MICHAEL LOUIS | CCO | 4416942 |
| HIPP, PAMELA JEAN | MANAGING DIRECTOR, FIXED INCOME TRADING | 2783224 |
| KORTH, JAMES WILDER | MANAGING PARTNER | 1091113 |
| MACDONALD-KORTH, HOLLY CHRISTINA | FINOP, MANAGING DIRECTOR | 5270817 |
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 225,625,781 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.W. KORTH & COMPANY
CRD#: 26455Coral Gables, FL 33146TRUST BUT VERIFY
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