Jonathan Malone
Professional summary
Jonathan Malone, who also goes by Jonathan Mackenzie Malone, Jonathan Malone, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Mooreville, North Carolina and CASTLE WEALTH GROUP located in Mooresville, North Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Malone's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 131 Plantation Ridge Drive Suite #110, Mooreville, NC 28117June 22, 2026 - Present
CASTLE WEALTH GROUP
Office #1: 131 Plantation Ridge Dr. St. 110, Mooresville, NC 28117June 17, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 131 Plantation Ridge Drive Suite #110, Mooreville, NC 28117June 22, 2026 - June 24, 2026
THE LEADERS GROUP, INC.
March 1, 2019 - June 23, 2021
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - June 23, 2021
WOODBURY FINANCIAL SERVICES, INC.
July 27, 2016 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
March 20, 2013 - March 1, 2019
QUESTAR CAPITAL CORPORATION
December 9, 2011 - January 2, 2013
MSI FINANCIAL SERVICES, INC.
November 14, 2007 - December 12, 2011
SECURIAN FINANCIAL SERVICES, INC.
October 24, 2007 - November 5, 2007
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2025)
(6/17/2021)
(6/18/2021)
(10/9/2025)
(6/17/2021)
(6/21/2021)
(6/17/2021)
(6/20/2021)
(6/17/2021)
(6/23/2021)
(6/17/2021)
(6/21/2021)
(6/17/2021)
(7/12/2021)
(6/17/2021)
(3/22/2023)
(2/9/2024)
(7/13/2021)
(7/13/2021)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Mooreville, NC 28117TRUST BUT VERIFY
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