DG
Donald G. Gaumer
SGL INVESTMENT ADVISORS
Missoula, MT 59802-4328
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CRD#: 5270645
DG
Professional summary
Donald Gifford Gaumer is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana and S.G. LONG & COMPANY located in Missoula, Montana.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Donald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNIVERSITY OF MONTANA: NON-INVESTMENT RELATED, 32 CAMPUS DRIVE, MISSOULA, MT 59812, INSTRUCTOR/TEACHER, HOURS FLUCTUATE PER SEMESTER; 0-10 HOURS PER WEEK, TEACHING AT THE UNIVERSITY OF MONTANA AS CONTRACTED. CONSULTING WORK: NON-INVESTMENT RELATED, 108 IRONWOOD PLACE, MISSOULA, MT 59803, PROCESS CONSULTING, HOURS VARY AS CONTRACTED, WORKS AS CONTRACTED STARTING BACK IN THE 1990S, COMPLETES PROCESS AND STRATEGIC CONSULTING. HAS SERVED AS AN EXPERT WITNESS. SGL INVESTMENT ADVISORS: INVESTMENT-RELATED (FIRM AFFILIATE), 283 WEST FRONT ST, STE. 302, MISSOULA, MT 59802, INVESTMENT ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, 09/2009, 100 HOURS A MONTH INCLUDING TRADING HOURS, SERVES AS THE RELATIONSHIP MANAGER WHEN REFERRING BUSINESS FOR A PERCENTAGE OF FEES. CALUMET, LLC: NON-INVESTMENT RELATED, 631 WOODY ST., MISSOULA, MT 59802, PRIVATE SOCIAL CLUB, MANAGING MEMBER, DEDICATES APPROXIMATELY 10 HOURS A MONTH NOT DURING TRADING HOURS, GENERAL BUSINESS SUPPORT BY CONTRACT. EPILURE, LLC: NON-INVESTMENT RELATED, 631 WOODY ST., MISSOULA, MT 59802, REAL ESTATE INVESTMENT, MANAGING MEMBER, DEDICATES APPROXIMATELY 5 HOURS A MONTH NOT DURING TRADING HOURS, BUSINESS SERVICES SUPPORT.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Gifford Gaumer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2011 - Present
SGL INVESTMENT ADVISORS, INC.
Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328RIA
CRD#: 145167
Missoula, MT
Current
January 17, 2018 - Present
S.G. LONG & COMPANY
Office #1: 283 W Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
Missoula, MT
Current
October 12, 2009 - Present
S.G. LONG & COMPANY
Office #1: 283 W Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
Missoula, MT
Past
October 15, 2009 - December 31, 2010
S.G. LONG & COMPANY
RIA
CRD#: 47511
MISSOULA, MT
Past
January 1, 2008 - October 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MISSOULA, MT
Past
January 1, 2008 - October 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MISSOULA, MT
Past
March 8, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MISSOULA, MT
Past
February 16, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MISSOULA, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/12/2009)
RR
Montana(10/12/2009)
IAR
Montana(2/2/2011)
RR
Nebraska(2/12/2025)
RR
New York(2/13/2021)
RR
Washington(10/12/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
283 W. Front Street Suite 302, Missoula, MT 59802-4328
Mailing Address
Phone number
(406) 721-0999
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 391,569,109 |
Red Flags
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Company Information
SGL INVESTMENT ADVISORS, INC.
CRD#: 145167Missoula, MT 59802-4328TRUST BUT VERIFY
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