Kevin D. Sorensen

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CRD#: 5270633

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Donald Sorensen, who also goes by Kevin D Sorensen, Kevin Donald Sorensen, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2007. Kevin had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin D Sorensen | Kevin Donald Sorensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2025 - July 22, 2025

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

June 11, 2025 - July 22, 2025

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

October 7, 2024 - January 3, 2025

ALTRUIST FINANCIAL LLC

CRD#: 299274

Dallas, TX

Past

May 21, 2021 - August 22, 2024

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Westlake, TX

Past

August 29, 2016 - April 28, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

August 24, 2016 - April 28, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

December 5, 2013 - July 25, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

December 5, 2013 - July 25, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

October 8, 2013 - July 25, 2016

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

July 21, 2008 - August 25, 2009

TD AMERITRADE, INC.

RIA

CRD#: 7870

LAS VEGAS, NV

Past

July 21, 2008 - August 25, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

LAS VEGAS, NV

Past

August 21, 2007 - July 15, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

LAS VEGAS, NV

Past

August 21, 2007 - July 15, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

LAS VEGAS, NV

Past

June 25, 2007 - August 25, 2009

TD AMERITRADE, INC.

CRD#: 7870

LAS VEGAS, NV

Past

March 16, 2007 - June 18, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/23/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/28/2016

General Securities Sales Supervisor - Options Module Examination

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin D. Sorensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

ALTRUIST FINANCIAL LLC

ROBINHOOD FINANCIAL, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2013

Series 63

Date: 3/22/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2013

Series 10

Date: 12/23/2016

Series 9

Date: 10/28/2016

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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