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SV

Stephen Van Den Heever

INTEGRIS SECURITIES
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 5270486
SV

Professional summary

Stephen Van Den Heever is a registered financial professional currently at INTEGRIS SECURITIES, LLC located in Greenwood Village, Colorado.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Van Den Heever's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2007 - Present

INTEGRIS SECURITIES, LLC

Office #1: 7730 E. Belleview Ave, #a-105, Greenwood Village, CO 80111
BD
CRD#: 30061
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/23/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/22/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/5/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTEGRIS SECURITIES, LLC
CFM SECURITIES, INC. | INTEGRIS SECURITIES, LLC | DVE SECURITIES, INC.

CRD#: 30061 / SEC#: , 8-44710

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
7730 E. Belleview Ave, #a-105, Greenwood Village, CO 80111
Mailing Address
7730 E. Belleview Ave, #a-105, Greenwood Village, CO 80111
Phone number
(303) 885-9645
Established
Colorado since 09/16/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRIS HOLDINGS, LLCMANAGING MEMBER
HAYES, SUSAN ANNFINANCIAL AND OPERATIONS PRINCIPAL2856326
SEESE, PATRICK RAYCCO4573937
VAN DEN HEEVER, STEPHENEXECUTIVE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRIS SECURITIES, LLC

CRD#: 30061Greenwood Village, CO 80111

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