Matthew G. Klein

LEE-KELLEHER WEALTH MANAGEMENT

FULTON, MD

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CRD#: 5270362

Professional summary

Matthew Gerard Klein, CFP®, who also goes by Matt Klein, Matthew Klein, is a registered financial advisor currently at LEE-KELLEHER WEALTH MANAGEMENT located in Fulton, Maryland.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Klein | Matthew Klein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gerard Klein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 1, 2026 - Present

LEE-KELLEHER WEALTH MANAGEMENT

RIA

CRD#: 331717

FULTON, MD

Past

April 14, 2008 - January 26, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBIA, MD

Past

October 1, 2007 - January 26, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBIA, MD

Past

June 5, 2007 - August 16, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WANTAGH, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEE-KELLEHER WEALTH MANAGEMENT

LEE KELLEHER WEALTH MANAGEMENT | LEE-KELLEHER WEALTH MANAGEMENT

CRD#: 331717 / SEC#: 801-130558

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2007

General Securities Representative Examination

Current Firm

LEE-KELLEHER WEALTH MANAGEMENT

LEE KELLEHER WEALTH MANAGEMENT | LEE-KELLEHER WEALTH MANAGEMENT

CRD#: 331717 / SEC#: 801-130558

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

Fulton, MD

Mailing Address

Phone number

(301) 450-2617

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEE-KELLEHER WEALTH MGMT - FORM ADV PART 2A - NOVEMBER 01, 2025 (11/10/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 198,870,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew G. Klein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Gerard Klein's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEE-KELLEHER WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

LEE-KELLEHER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2007

Current Firm

LEE-KELLEHER WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEE-KELLEHER WEALTH MANAGEMENT

TRUST BUT VERIFY

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