Joyce D. Reitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce D Reitman, who also goes by Joyce D. Reitman, Joyce Wetenkamp, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 2007. Joyce had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2013 - December 26, 2013
RAINMAKER SECURITIES, LLC
October 14, 2011 - May 15, 2012
J.P. MORGAN SECURITIES LLC
October 14, 2011 - June 21, 2013
J.P. MORGAN SECURITIES LLC
November 19, 2010 - September 29, 2011
WOODBURY FINANCIAL SERVICES, INC.
November 19, 2010 - September 29, 2011
WOODBURY FINANCIAL SERVICES, INC.
January 30, 2007 - November 29, 2010
EQUITABLE ADVISORS, LLC
January 19, 2007 - November 29, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
