Majid Daneshmand Rokhi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Majid Daneshmand Rokhi, who also goes by Majid Daneshmand-rokhi, was a registered financial professional .
Majid is a previously registered financial professional and started their career in finance in 2008. Majid had worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - January 2, 2025
EBISU SECURITIES INC.
January 5, 2010 - November 30, 2020
BENEFIT FUNDING SERVICES, LLC
August 13, 2009 - December 22, 2009
MSI FINANCIAL SERVICES, INC.
June 3, 2008 - August 5, 2009
MSI FINANCIAL SERVICES, INC.
February 28, 2008 - April 21, 2008
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EBISU SECURITIES INC.
CRD#: 305184 / SEC#: , 8-70400
Contact information
Disclosures
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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