Jennelyn B. Jugueta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennelyn Balingit Jugueta, who also goes by Jennelyn Balingit Adona, was a registered financial professional .
Jennelyn is a previously registered financial professional and started their career in finance in 2009. Jennelyn had worked at 3 firms and has passed the SIE, Series 87, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2018 - January 2, 2026
CORMARK SECURITIES (USA) LIMITED
February 13, 2014 - August 29, 2016
INTL FCSTONE CREDIT TRADING LLC
April 28, 2009 - August 29, 2016
GRIFFITHS MCBURNEY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 4/27/2009
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
CORMARK SECURITIES (USA) LIMITED
CRD#: 101000 / SEC#: , 8-52049
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
