Loren C. Reinhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loren Cristopher Reinhardt was a registered financial professional .
Loren is a previously registered financial professional and started their career in finance in 2007. Loren had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2015 - January 26, 2018
DASH PRIME LLC
May 17, 2013 - March 3, 2015
TRADINGBLOCK
August 11, 2010 - January 14, 2013
LIVEVOL SECURITIES, INC.
January 30, 2009 - January 20, 2010
IMC FINANCIAL MARKETS
January 5, 2007 - August 19, 2008
WALL STREET ACCESS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
