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Loren Cristopher Reinhardt

CRD# 5269438·Registered 2007 - 2018
Previously Registered: Being a previously registered professional could mean that Loren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Loren Cristopher Reinhardt was a registered financial advisor. Loren was a previously registered financial professional and started their career in finance 2007 - 2018. Loren had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

DASH PRIME LLC·CRD# 41257
BD
Chicago, IL
March 10, 2015 - January 26, 2018
TRADINGBLOCK·CRD# 128605
BD
Chicago, IL
May 17, 2013 - March 3, 2015
LIVEVOL SECURITIES, INC.·CRD# 23670
BD
Chicago, IL
August 11, 2010 - January 14, 2013
IMC FINANCIAL MARKETS·CRD# 104143
BD
Chicago, IL
January 30, 2009 - January 20, 2010
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
January 5, 2007 - August 19, 2008

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Current Firm

DP
DASH PRIME LLC

DASH PRIME LLC | EROOM SECURITIES L.L.C.

CRD#: 41257 / SEC#: 8-49339
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 South Wacker Drive Suite 2450, Chicago, IL 60606

Mailing Address

200 South Wacker Drive Suite 2450, Chicago, IL 60606

Phone Number

(312) 690-2500

Established

Delaware since 05/16/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMANAGING MEMBER—
CARRICO, JOHN COLLINPRESIDENT, COO, CFO, FINOP & SROP/CROP2803922
GAPPA, PAUL GLENNCHIEF COMPLIANCE OFFICER2694836

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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