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Barclay D Nelson

Barclay D Nelson

CFP®
BIRCH CAPITAL MANAGEMENT
DALLAS, TX
·CRD# 5269340·19 years experience

Professional Summary

Barclay D Nelson, CFP®, who also goes by Barclay D. Nelson, is a registered financial advisor currently at BIRCH CAPITAL MANAGEMENT, LLC located in Dallas, Texas. Barclay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Barclay has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barclay D. Nelson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2014

Years of Experience

19 years in the financial services industry

Current & Past Employments

BIRCH CAPITAL MANAGEMENT, LLC·CRD# 152302
RIA
Dallas, TX
May 27, 2010 - Present
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
January 10, 2007 - November 10, 2009

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Current Firm

BC
BIRCH CAPITAL MANAGEMENT, LLC

BIRCH CAPITAL MANAGEMENT | BIRCH CONSULTING LLC | BIRCH CAPITAL MANAGEMENT, LLC

CRD#: 152302 / SEC#: 801-112497
RIA
Registered Investment Advisory firm - SEC (2/26/2018 Approved)
Missouri
Registered Investment Advisory firm - Missouri (3/8/2018 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/8/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Dallas, TX

Phone Number

(214) 810-2824

# of Employees

2

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 03 17 BCM FORM ADV PART 2A AND 2B FINAL (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

159

AUM (Assets Under Management)

$235,465,388

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/09/2026Cover PageReport
01/23/2026Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OB: NELSON FAMILY FOUNDATION; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248; NATURE: PRIVATE FOUNDATION MAKING GRANTS TO VARIOUS NON-PROFITS; INVESTMENT RELATED: YES; RELATIONSHIP WITH OB: TRUSTEE; DUTIES: OVERSEE INVESTMENTS FOR FOUNDATION, OVERSEE ALL ADMINISTRATIVE FUNCTIONS, VET GRANT RECIPIENTS, PREPARE FOR BOARD MEETING; START DATE: 06/22/2000; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS:0; (2.) NAME OF OB: MARGARET IRENE TAYLOR NELSON AND MARY NELSON FAMILY FOUNDATION; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248;; NATURE: PRIVATE FOUNDATION MAKING GRANTS TO VARIOUS NON-PROFITS; INVESTMENT RELATED: YES; TITLE WITH OB: DIRECTOR; DUTIES: OVERSEE INVESTMENTS FOR FOUNDATION, TAX FILING, BOARD MEETING PREPARATIONS, VETTING GRANT RECEIPTS, MONITORING GRANT RECIPIENTS; START DATE: 10/20/1999; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: THE CLOUDSTONE FUND; ADDRESS: 5503 BENT TREE DRIVE, DALLAS, TX 75248;; NATURE: PRIVATE FOUNDATION MAKING GRANTS; INVESTMENT RELATED: YES; RELATIONSHIP WITH OB: DIRECTOR, PRESIDENT, AND TREASURER; DUTIES: DIRECTOR, PRESIDENT, AND TREASURER OF PRIVATE FOUNDATION, ADMINISTRATION OF FOUNDATION REQUIREMENTS, INVESTMENT, ACCOUNTING, TAXES, APPROVING GRANTS, AND VETTING GRANT RECIPIENTS; START DATE: 01/01/2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (4.) NAME OF OBA: CONVERGENT GROUND LLC; ADDRESS OF OBA: 5503 BENT TREE DRIVE, DALLAS, TX 75248; NATURE: LIMITED LIABILITY COMPANY THAT OWNS AND OPERATES REAL ESTATE; INVESTMENT RELATED: YES; TITLE OR RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: OVERSEE PROPERTY MANAGEMENT, INCLUDING LEASING AND DEVELOPMENT ACTIVITIES; START DATE: 12/3/2021; APPROX. NUMBER OF HOURS/MONTH:25; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 10;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BIRCH CAPITAL MANAGEMENT, LLC

BIRCH CAPITAL MANAGEMENT | BIRCH CONSULTING LLC | BIRCH CAPITAL MANAGEMENT, LLC

CRD#: 152302 / SEC#: 801-112497
RIA
Registered Investment Advisory firm - SEC (2/26/2018 Approved)
Missouri
Registered Investment Advisory firm - Missouri (3/8/2018 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/8/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(5/27/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 2007About the Series 22 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Barclay D Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Barclay D Nelson
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