Hugh W. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Washington Brown JR, who also goes by Hugh W Brown Jr, Hugh Washington Brown, Hugh W Brown Jr, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 2007. Hugh had worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - April 7, 2014
VISTA MANAGEMENT COMPANY
December 22, 2011 - May 31, 2013
MORGAN STANLEY
December 21, 2011 - May 31, 2013
MORGAN STANLEY
June 14, 2011 - November 15, 2011
CHASE INVESTMENT SERVICES CORP.
March 18, 2011 - November 15, 2011
CHASE INVESTMENT SERVICES CORP.
December 15, 2010 - February 14, 2011
MORGAN STANLEY
February 20, 2007 - May 20, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VISTA MANAGEMENT COMPANY
CRD#: 29264 / SEC#: , 8-44198
Contact information
Red Flags
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