Andres I. Rubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres I Rubert, who also goes by Andres Isla Rubert III, Andres Rubert, Andy Isla Rubert III, Andy Isla Rubert, Andres Isla Rubert Iii Iii, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 2007. Andres had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2020 - April 28, 2025
INFINITY FINANCIAL SERVICES ADVISORY
September 9, 2016 - October 29, 2020
INFINITY FINANCIAL SERVICES
August 23, 2016 - April 28, 2025
INFINITY FINANCIAL SERVICES
February 8, 2016 - August 26, 2016
NEWPORT COAST SECURITIES, INC.
September 10, 2015 - August 26, 2016
NEWPORT COAST SECURITIES, INC.
June 1, 2012 - May 13, 2015
CITIGROUP GLOBAL MARKETS INC.
April 17, 2012 - May 13, 2015
CITIGROUP GLOBAL MARKETS INC.
April 9, 2012 - April 24, 2012
CITIGROUP GLOBAL MARKETS INC.
June 23, 2010 - March 20, 2012
CHASE INVESTMENT SERVICES CORP.
June 18, 2010 - March 20, 2012
CHASE INVESTMENT SERVICES CORP.
November 17, 2008 - June 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 2008 - June 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2007 - November 6, 2008
CITIGROUP GLOBAL MARKETS INC.
February 7, 2007 - November 6, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
INFINITY FINANCIAL SERVICES ADVISORY
CRD#: 304981 / SEC#: 801-117719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INFINITY FINANCIAL SERVICES ADVISORY
CRD#: 304981 / SEC#: 801-117719
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
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