Neil A. Frohnapple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Andrew Frohnapple was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2007. Neil had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2017 - December 26, 2019
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
August 14, 2013 - July 18, 2017
LONGBOW SECURITIES, LLC
February 1, 2010 - August 5, 2013
NORTHCOAST RESEARCH PARTNERS, LLC
May 1, 2009 - August 5, 2013
AMERICA NORTHCOAST SECURITIES, INC.
January 15, 2007 - April 30, 2009
FTN EQUITY CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
