David A. Packer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Adam Packer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2007. David had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2025 - September 22, 2025
KINGSWOOD CAPITAL PARTNERS, LLC
March 21, 2024 - January 8, 2025
CETERA INVESTMENT ADVISERS LLC
February 13, 2015 - March 21, 2024
CETERA ADVISORS LLC
February 13, 2015 - January 8, 2025
CETERA ADVISORS LLC
October 1, 2012 - February 25, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - February 25, 2015
J.P. MORGAN SECURITIES LLC
July 15, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 9, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 26, 2007 - November 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
March 9, 2007 - November 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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