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Raymond Norman Seakan

CRD# 5268876·Registered 2007 - 2011
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Norman Seakan was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 2007 - 2011. Raymond had worked at 2 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

EQUITYTRUST·CRD# 127412
RIA
Las Vegas, NV
April 4, 2007 - December 31, 2011
RAYMOND N SEAKAN D/B/A PERFORMANCE INVESTMENT MANAGEMENT·CRD# 142831
RIA
Las Vegas, NV
April 4, 2007 - January 2, 2025

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Current Firm

EQ
EQUITYTRUST

EQUITY TRUST | MCAULEY, THOMAS EDWARD | EQUITYTRUST

CRD#: 127412
California
Registered Investment Advisory firm - California (12/6/2014 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (4/19/1994 Approved)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Raynham, MA

Mailing Address

P.o. Box 186, Raynham Ctr., MA 02768-0186

Phone Number

(508) 828-1523

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

54

AUM (Assets Under Management)

$61,173,344

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR, QTS PAYROLL SERVICES, INC.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2006About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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