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RP

Rovin Patel

GALLAGHER FIDUCIARY ADVISORS
Rolling Meadows, IL 60008
Some features on this profile are disabled
CRD#: 5268755
RP

Professional summary

Rovin Patel, who also goes by Rovin D Patel, Rovin Dilip Patel, Rovin Patel, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Rolling Meadows, Illinois and OSAIC WEALTH, INC. located in Rolling Meadows, Illinois.

Rovin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Rovin has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rovin D Patel | Rovin Dilip Patel | Rovin Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rovin Patel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2025 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 2850 Golf Road, Rolling Meadows, IL 60008
RIA
CRD#: 146509
Rolling Meadows, IL
Current

November 5, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 2850 Golf Road, Rolling Meadows, IL 60008
RIA
BD
CRD#: 23131
Rolling Meadows, IL
Past

January 23, 2025 - November 6, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
PALATINE, IL
Past

January 23, 2025 - November 6, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
PALATINE, IL
Past

October 30, 2024 - January 23, 2025

WINTRUST INVESTMENTS LLC

RIA
CRD#: 875
PALATINE, IL
Past

October 30, 2024 - January 23, 2025

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
PALATINE, IL
Past

October 14, 2020 - November 27, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SCHAUMBURG, IL
Past

October 14, 2020 - November 27, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SCHAUMBURG, IL
Past

July 13, 2018 - July 8, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

July 28, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SCHAUMBURG, IL
Past

July 14, 2016 - July 7, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SCHAUMBURG, IL
Past

March 31, 2015 - June 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SCHAUMBURG, IL
Past

March 31, 2015 - June 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SCHAUMBURG, IL
Past

May 16, 2013 - March 13, 2015

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA

CRD#: 146509 / SEC#: 801-68868

RIA
Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/5/2025)
RR
Georgia
(11/20/2025)
RR
Illinois
(11/17/2025)
IAR
Illinois
(11/17/2025)
RR
Massachusetts
(11/5/2025)
RR
Minnesota
(2/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/1/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA

CRD#: 146509 / SEC#: 801-68868

RIA
Registered Investment Advisory firm - (3/17/2008 Approved)
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Contact information

Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)
FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts5,754
AUM (Assets Under Management)$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509Rolling Meadows, IL 60008

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