PM
Philip M. Maliniak
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Virginia Beach, VA 23452
Some features on this profile are disabled
CRD#: 5268554
PM
Professional summary
Philip Michael Maliniak, who also goes by Phil Maliniak, is a registered financial advisor currently at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Virginia Beach, Virginia.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Philip has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Maliniak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FINANCIAL SOLUTIONS GROUP - AGENT - NON-VARIABLE INSURANCE - AT. AIRY, MD - SINCE 03/2010 - INVESTMENT RELATED 2.) RENTAL PROPERTY THALIA STATION - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - VIRGINIA BEACH, VA - SINCE 03/2011 - INVESTMENT RELATED 3.) PHILIP MALINIAK - NOTARY - NOTARY FOR CLIENT DOCUMENTS - VIRGINIA BEACH,VA - SINCE 01/2014 - INVESTMENT RELATED 4.) PXP, LLC - OWNER- REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - DUTTON, VA - SINCE 04/2018 - INVESTMENT RELATED 5.) GREENWICH PARTNERS, LLC - MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - SUFFOLK, VA - SINCE 03/2019 - INVESTMENT RELATED 6.) PHILIP MALINIAK - INSURANCE LICENSE - NON-VARIABLE INSURANCE - VIRGINIA BEACH, VA - SINCE 03/2007 - INVESTMENT RELATED 7.) WEALTH AVENUE - CO-FOUNDER, OWNER, WEALTH ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - VIRGINIA BEACH, VA - SINCE 01/2020 - INVESTMENT RELATED 8.) MALITRACKS, LLC - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - VIRGINIA BEACH, VA - SINCE 07/2020 - INVESTMENT RELATED 9.) RESERVOIR FINANCIAL - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - MANSFIELD CENTER, CT - SINCE 07/2021 - INVESTMENT RELATED 10.) MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLC - MEMBER - PASS THROUGH ENTITY FOR TAX PURPOSES - VIRGINIA BEACH, VA - SINCE 03/2010 - NOT INVESTMENT RELATED 11.) OTSL/HRSC/NASSC - BOARD MEMBER/VICE PRESIDENT - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - VIRGINIA BEACH, VA - SINCE 06/2023 - NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Philip Michael Maliniak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Philip Michael Maliniak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 4317 Bonney Road, Virginia Beach, VA 23452Office #2: 205 Storrs Rd, Mansfield Center, CT 06250Office #3: 7137 E. Rancho Vista Dr. Ste. B27, Scottsdale, AZ 85251Office #4: 140 Independence Blvd., Virginia Beach, VA 23452Office #5: 20101 Sw Birch St Ste 130-d, Newport Beach, CA 92660RIA
BD
CRD#: 20804
Virginia Beach, VA
Current
January 5, 2016 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 4317 Bonney Road, Virginia Beach, VA 23452Office #2: 205 Storrs Rd, Mansfield Center, CT 06250Office #3: 7137 E. Rancho Vista Dr. Ste. B27, Scottsdale, AZ 85251Office #4: 140 Independence Blvd., Virginia Beach, VA 23452Office #5: 20101 Sw Birch St Ste 130-d, Newport Beach, CA 92660RIA
BD
CRD#: 20804
Virginia Beach, VA
Past
June 15, 2011 - December 31, 2015
OSAIC SERVICES, INC.
RIA
CRD#: 133763
VIRGINIA BEACH, VA
Past
June 10, 2011 - December 31, 2015
OSAIC SERVICES, INC.
BD
CRD#: 133763
VIRGINIA BEACH, VA
Past
August 6, 2010 - December 1, 2011
MALINIAK & NABONG WEALTH ADVISORY SERVICES, LLC
RIA
CRD#: 154047
VIRGINIA BEACH, VA
Past
March 26, 2010 - August 3, 2010
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
VIRGINIA BEACH, VA
Past
March 26, 2010 - June 16, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
VIRGINIA BEACH, VA
Past
March 2, 2007 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
VIRGINIA BEACH, VA
Past
February 12, 2007 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2022)
RR
California(1/5/2016)
RR
Colorado(5/19/2017)
RR
Connecticut(1/5/2016)
IAR
Connecticut(7/6/2021)
RR
Florida(1/5/2016)
RR
Georgia(11/8/2018)
RR
Illinois(5/19/2025)
RR
Kansas(7/6/2021)
RR
Maine(7/8/2021)
RR
Maryland(1/5/2016)
RR
Massachusetts(1/5/2016)
RR
Missouri(9/25/2023)
RR
Nevada(9/17/2018)
RR
New Jersey(1/5/2016)
RR
New York(1/5/2016)
RR
North Carolina(1/6/2016)
RR
Ohio(1/5/2016)
RR
Pennsylvania(1/5/2016)
RR
Rhode Island(7/12/2021)
RR
South Carolina(1/5/2016)
RR
Tennessee(10/10/2022)
RR
Texas(1/5/2016)
IAR
Texas(1/6/2016)
RR
Utah(11/5/2025)
RR
Virginia(1/5/2016)
IAR
Virginia(1/5/2016)
RR
West Virginia(7/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UP
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258
Mailing Address
P.o. Box 5750, Scottsdale, AZ 85261-5750
Phone number
(480) 991-0225
Established
Arizona since 08/21/1987
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
614
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED PLANNERS' GROUP, INC. | GENERAL PARTNER | |
| BAKER, MICHAEL A | PRESIDENT | 4037933 |
| BAKER, MICHAEL A | CHIEF EXECUTIVE OFFICE (CEO) | 4037933 |
| CUFFARI-AGASI, SHEILA JUNE | EXECUTIVE VICE PRESIDENT | 2401020 |
| HAUER, DAVE B | VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER | 4018434 |
| OLIVERIO, KENNETH WILLIAM JR | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER | 2957427 |
| SHINDEL, CHAD TRAVIS | VICE PRESIDENT, CHIEF FINANCIAL OFFICER (CFO) | 6232253 |
Regulatory assets under management
| Total Number of Accounts | 41,834 |
| AUM (Assets Under Management) | $ 10,637,349,683 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CRD#: 20804Virginia Beach, VA 23452TRUST BUT VERIFY
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