AC
Adam B. Carter
WEALTHPLAN PARTNERS
Venice, FL 34292
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CRD#: 5268378
AC
Professional summary
Adam Bruce Carter, AIF® is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Venice, Florida and OSAIC WEALTH, INC. located in Venice, Florida.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WAYPOINT ADVISORS MARKETING AND ADMINISTRATIVE ASSISTANCE, PARTNER, MARKETING, TIME SPENT 20% 2. DBA: WAYPOINT ADVISORS 3. PUBLIC SPEAKER POSITION: Public Speaker NATURE: Educator on basic financial health topics such as budgeting and debt repayment. Public speaker INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2020 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: Public speaking engagements on Basic financial health, importance of starting early, savings, budgeting, debt repayment 4. OUTSIDE INSURANCE SALES POSITION: insurance sales NATURE: Sale of fixed insurance: Life, LTCi, Disability INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2006 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: Identify client insurance needs, research options and provide suitable insurance recommendations with high quality insurers Write the insurance communicate with client through out the insurance application process and afterwards to deliver high customer satisfaction 5. Osaic Wealth, Inc.; Investment Related; Sarasota, FL; Sell Broker/Dealer Products; Registered Representative; Approximately 15% of time spent on this activity. 6. INFINITE LEGACY CORP POSITION: President NATURE: Ownership of S corp, Infinite Legacy Corp, which is used for tax purposes only, not client facing. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 415 Commercial Court, STE D, Venice FL 34292 DESCRIPTION: All of my business revenue and expenses are routed through this corporation. Employee are hired and paid through the company. The only activities of the corporation are reporting taxes and payroll. 7. WEALTHPLAN PARTNERS POSITION: Independent Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 04/10/2025 ADDRESS: 101 S 108th Ave, Omaha NE 68154, United States DESCRIPTION: Provide investment advisory services such as: Investment management, financial planning, retirement income planning, investment risk profiling
CRS (Client Relationship Summary) - RIA
Click below to view Adam Bruce Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2025 - Present
WEALTHPLAN PARTNERS
Office #1: 415 Commercial Court Suite D, Venice, FL 34292RIA
CRD#: 305026
Venice, FL
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 415 Commercial Court Suite D, Venice, FL 34292RIA
BD
CRD#: 23131
VENICE, FL
Past
August 29, 2019 - April 15, 2025
LPF ADVISORS, LLC
RIA
CRD#: 298068
SARASOTA, FL
Past
March 20, 2007 - April 20, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
VENICE, FL
Past
January 23, 2007 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VENICE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Arkansas(6/14/2024)
RR
Florida(6/14/2024)
IAR
Florida(4/18/2025)
RR
Georgia(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
Nebraska(6/14/2024)
RR
New Mexico(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Washington(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
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Contact information
Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,895 |
| AUM (Assets Under Management) | $ 1,271,554,814 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
