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SS

Sara A. Schnoor

PTMA INVESTMENT ADVISORS
Milwaukee, WI 53202
Some features on this profile are disabled
CRD#: 5268355
SS

Professional summary

Sara Ann Schnoor, who also goes by Sara Ann Schoor, is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in Milwaukee, Wisconsin and PMA SECURITIES, LLC located in Milwaukee, Wisconsin.

Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sara has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 50 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sara Ann Schoor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Ann Schnoor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2022 - Present

PTMA INVESTMENT ADVISORS

Office #1: 770 N. Jefferson, Suite 200, Milwaukee, WI 53202
RIA
CRD#: 301973
Milwaukee, WI
Current

June 8, 2022 - Present

PMA SECURITIES, LLC

Office #1: 322 N. Broadway 3rd Floor, Milwaukee, WI 53202
BD
CRD#: 30397
MILWAUKEE, WI
Past

June 3, 2019 - October 25, 2021

PTMA INVESTMENT ADVISORS

RIA
CRD#: 301973
ALBERTVILLE, MN
Past

July 21, 2014 - May 31, 2019

PRUDENT MAN ADVISORS, INC.

RIA
CRD#: 110022
MILWAUKEE, WI
Past

January 10, 2007 - October 25, 2021

PMA SECURITIES, LLC

BD
CRD#: 30397
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PTMA INVESTMENT ADVISORS
PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA
Registered Investment Advisory firm - (4/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(6/21/2022)
IAR
Missouri
(6/8/2022)
RR
Nebraska
(6/8/2022)
IAR
Nebraska
(6/8/2022)
RR
Oklahoma
(6/8/2022)
IAR
Oklahoma
(6/9/2022)
RR
Wisconsin
(6/8/2022)
IAR
Wisconsin
(6/8/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/17/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 2/12/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 1/9/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PI
PTMA INVESTMENT ADVISORS
PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA
Registered Investment Advisory firm - (4/2/2019 Approved)
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Contact information

Main Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563
Mailing Address
Phone number
(630) 657-6400
Established
Firm type
Fiscal year end
# of Employees
79

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PMA ASSET MANAGEMENT PART 2A 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts504
AUM (Assets Under Management)$ 27,791,353,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PTMA INVESTMENT ADVISORS

CRD#: 301973Milwaukee, WI 53202

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