Thomas R. Torgerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Remund Torgerson, who also goes by Tom Torgerson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2007. Thomas had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2015 - March 18, 2016
GLOBAL VIEW CAPITAL MANAGEMENT LLC
December 17, 2012 - November 8, 2013
PRINCIPAL SECURITIES, INC.
December 5, 2012 - November 8, 2013
PRINCIPAL SECURITIES, INC.
September 12, 2008 - August 22, 2012
MSI FINANCIAL SERVICES, INC.
March 19, 2008 - August 22, 2012
MSI FINANCIAL SERVICES, INC.
June 6, 2007 - November 2, 2007
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
