Lemuel H. Mitchum

BURKETT FINANCIAL SERVICES

West Columbia, SC 29169

Some features on this profile are disabled

CRD#: 5268236

Professional summary

Lemuel Hoyle Mitchum III is a registered financial advisor currently at BURKETT FINANCIAL SERVICES, LLC located in West Columbia, South Carolina.

Lemuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lemuel has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lemuel Hoyle Mitchum III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2007 - Present

BURKETT FINANCIAL SERVICES, LLC

Office #1: 3101 Sunset Blvd., West Columbia, SC 29169

RIA

CRD#: 140168

West Columbia, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURKETT FINANCIAL SERVICES, LLC

CRD#: 140168 / SEC#: 801-67535

RIA

Registered Investment Advisory firm - (1/29/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/23/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/1999

Uniform Combined State Law Examination

Current Firm

BURKETT FINANCIAL SERVICES, LLC

CRD#: 140168 / SEC#: 801-67535

RIA

Registered Investment Advisory firm - (1/29/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

128 East Main Street Suite 101, Rock Hill, SC 29730

Mailing Address

Phone number

(803) 980-3232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURKETT FINANCIAL SERVICES COMPLETE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,579
AUM (Assets Under Management)	$ 490,786,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Hoefer

EDWARD JONES

IAR

Irmo, SC

Erin Eiras

INDEPENDENT ADVISOR ALLIANCE, LLC

IAR

Jacksonville, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lemuel H. Mitchum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lemuel Hoyle Mitchum III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURKETT FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BURKETT FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/1999

Current Firm

BURKETT FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURKETT FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors