MR
Michael V. Ronan
PARK AVENUE SECURITIES LLC
OVERLAND PARK, KS 66210
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CRD#: 5268228
MR
Professional summary
Michael V Ronan, who also goes by Michael VIncent Ronan, Michael Ronan, Mike Ronan, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Overland Park, Kansas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 51 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Vincent Ronan | Michael Ronan | Mike Ronan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent - 2008 to Present, Investment Related, Duties include offering insurance products and services to clients and prospects. 30% of time is spent on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael V Ronan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael V Ronan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210RIA
BD
CRD#: 46173
OVERLAND PARK, KS
Current
April 9, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 9401 Indian Creek Parkway Suite 670, Overland Park, KS 66210RIA
BD
CRD#: 46173
OVERLAND PARK, KS
Past
January 26, 2022 - January 31, 2024
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
Overland Park, KS
Past
May 18, 2017 - October 21, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Overland Park, KS
Past
May 5, 2017 - October 21, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Lincoln, NE
Past
March 2, 2015 - January 31, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Overland Park, KS
Past
February 6, 2015 - January 31, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Overland Park, KS
Past
July 29, 2009 - January 14, 2015
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
OVERLAND PARK, KS
Past
December 4, 2008 - January 14, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
OVERLAND PARK, KS
Past
February 9, 2007 - November 25, 2008
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
January 24, 2007 - November 25, 2008
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2024)
RR
California(10/16/2024)
RR
Florida(10/16/2024)
RR
Georgia(10/16/2024)
RR
Idaho(10/17/2024)
RR
Indiana(10/16/2024)
RR
Iowa(10/17/2024)
RR
Kansas(4/30/2024)
IAR
Kansas(10/30/2024)
RR
Kentucky(10/21/2025)
RR
Minnesota(10/16/2024)
RR
Montana(3/19/2025)
RR
Nebraska(11/1/2024)
IAR
Nebraska(11/1/2024)
RR
New York(10/15/2024)
RR
North Carolina(10/17/2024)
RR
Ohio(10/15/2024)
RR
South Dakota(10/15/2024)
RR
Texas(10/15/2024)
IAR
Texas(10/31/2024)
RR
Wisconsin(10/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Overland Park, KS 66210TRUST BUT VERIFY
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