Michael C. Khouw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Khouw was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 24, Series 30 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2022 - May 13, 2024
OPTIMIZE ADVISORS LLC
April 19, 2013 - December 2, 2014
DASH FINANCIAL TECHNOLOGIES LLC
March 1, 2012 - April 22, 2013
CRT CAPITAL GROUP LLC
February 2, 2007 - February 29, 2012
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/17/2007
Limited Representative-Equity Trader ExamCurrent Firm
OPTIMIZE ADVISORS LLC
CRD#: 315717 / SEC#: 801-121998
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 581,110 |
Red Flags
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