Steven J. Thunell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven J Thunell, who also goes by Steve Thunell, Steven Thunell, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2007. Steven had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2016 - May 2, 2018
ALLEGIS INVESTMENT SERVICES, LLC
May 10, 2012 - May 2, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
October 20, 2010 - May 9, 2012
SIGNATOR FINANCIAL SERVICES, INC.
October 20, 2010 - December 31, 2013
SIGNATOR FINANCIAL SERVICES, INC.
October 3, 2007 - September 1, 2010
INSPHERE SECURITIES, INC.
September 11, 2007 - October 3, 2007
ALLEGIS ADVISORS, INC.
July 23, 2007 - September 1, 2010
INSPHERE SECURITIES, INC.
March 20, 2007 - August 9, 2007
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEGIS INVESTMENT SERVICES, LLC
CRD#: 168557 / SEC#: , 8-69318
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
