Benjamin A. Hamid-khani
Professional summary
Benjamin Arya Hamid-khani, who also goes by Ben Hamid-khani, Benjamin Hamid-khani, is a registered financial advisor currently at HAVENSHARE FINANCIAL, LLC located in Dallas, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Arya Hamid-khani's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2017 - Present
HAVENSHARE FINANCIAL, LLC
March 28, 2013 - September 9, 2015
EQUITABLE ADVISORS, LLC
October 19, 2012 - September 9, 2015
EQUITABLE ADVISORS, LLC
October 1, 2008 - July 29, 2010
J.P. MORGAN SECURITIES LLC
October 1, 2008 - July 29, 2010
J.P. MORGAN SECURITIES LLC
October 23, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
August 22, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
HAVENSHARE FINANCIAL, LLC
CRD#: 167236 / SEC#: 801-88172
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/24/2017)
Exams
Current Firm
HAVENSHARE FINANCIAL, LLC
CRD#: 167236 / SEC#: 801-88172
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 668,217,375 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2024 | ||
| 09/25/2023 | ||
| 12/12/2022 |
Red Flags
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