Joshua D. Watson
Professional summary
Joshua Dale Watson, who also goes by Josh D Watson, is a registered financial professional currently at CAPACUITY SECURITIES, INC. located in Lake Mary, Florida.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Dale Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
CAPACUITY SECURITIES, INC.
Office #1: 300 International Pkwy, #350, Lake Mary, FL 32746August 31, 2023 - May 13, 2024
ASCENSUS BROKER DEALER SERVICES, LLC
December 12, 2011 - August 31, 2023
NEWPORT GROUP SECURITIES, INC.
March 16, 2009 - October 25, 2011
M HOLDINGS SECURITIES, INC.
January 14, 2008 - August 18, 2008
MML INVESTORS SERVICES, LLC
November 9, 2007 - August 18, 2008
MML INVESTORS SERVICES, LLC
June 28, 2007 - October 16, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2024)
Exams
FINRA
Current Firm
CAPACUITY SECURITIES, INC.
CRD#: 15384 / SEC#: , 8-32508
Contact information
FINRA licenses (46 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
