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Randolph Benjamin Henderson, Iii III

Randolph B. Henderson, Iii

HENDERSON FINANCIAL GROUP LLC
VIRGINIA BEACH, VA 23462
Some features on this profile are disabled
CRD#: 5267494
Randolph Benjamin Henderson, Iii III

Professional summary

Randolph Benjamin Henderson, Iii III, CFP®, ChFC®, CLU®, who also goes by Randolph B Henderson III, Randolph Benjamin Henderson III, Ray Henderson, is a registered financial advisor currently at HENDERSON FINANCIAL GROUP LLC located in Virginia Beach, Virginia.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Randolph has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Randolph B Henderson Iii | Randolph Benjamin Henderson Iii | Ray Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-Trustee for the HENDERSON FAMILY LIVING TRUST UAD 12/11/13; manages the trust and rentals within the trust. Board Treasurer for both the Don Carey REECH Foundation (began 1/2019) and the Virginia Uplift Foundation, Inc. (began 1/2024).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Benjamin Henderson, Iii III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

November 26, 2024 - Present

HENDERSON FINANCIAL GROUP LLC

Office #1: One Columbus Center Ste 540, Virginia Beach, VA 23462
RIA
CRD#: 333013
VIRGINIA BEACH, VA
Past

January 26, 2021 - March 26, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
VIRGINIA BEACH, VA
Past

January 26, 2021 - April 22, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
VIRGINIA BEACH, VA
Past

February 26, 2010 - February 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Virginia Bch, VA
Past

February 22, 2007 - February 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Virginia Bch, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HENDERSON FINANCIAL GROUP LLC
HENDERSON FINANCIAL GROUP LLC

CRD#: 333013 / SEC#: 801-131512

RIA
Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/26/2024)
IAR
Texas
(11/26/2024)
IAR
Virginia
(11/26/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/25/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/21/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HF
HENDERSON FINANCIAL GROUP LLC
HENDERSON FINANCIAL GROUP LLC

CRD#: 333013 / SEC#: 801-131512

RIA
Registered Investment Advisory firm - (11/26/2024 Approved)
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Contact information

Main Address
One Columbus Center Ste 540, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 314-4638
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/21/2025)

Regulatory assets under management

Total Number of Accounts601
AUM (Assets Under Management)$ 130,164,413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HENDERSON FINANCIAL GROUP LLC

CRD#: 333013Virginia Beach, VA 23462

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