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SP

Scott R. Petrocelli

Some features on this profile are disabled
CRD#: 5267367
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Robert Petrocelli was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 2, 2011 - January 7, 2020

LANGDON P. COOK GOVERNMENT SECURITIES, LLC

BD
CRD#: 154487
NEW YORK, NY
Past

December 5, 2008 - January 21, 2009

GATES CAPITAL CORPORATION

BD
CRD#: 29582
NEW YORK, NY
Past

January 1, 2007 - January 11, 2007

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/2006
General Securities Representative Examination

Current Firm

LP
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
LANGDON P. COOK GOVERNMENT SECURITIES, LLC

CRD#: 154487 / SEC#: , 8-68642

BD
Terminated by SEC on 12/31/2019
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/12/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BRACKENWOOD HOLDINGS LIMITEDCORP
SOUTHWOOD SERVICES LIMITEDCORP
ALI, ABDULELAH ABDUL MUKREDMANAGER5826783
BAJAMAL, OMAR ABDULKADERMANAGER1665572
MANSOUR, HEDAYATASSISTANT SECRETARY2375005
PETROCELLI, ROBERT ALBERTCHIEF COMPLIANCE OFFICER, PFO, POO1686118
PETROCELLI, ROBERT ALBERTMEMBER MANAGER, PRESIDENT, SECRETARY, TREASURER1686118
SMITH, LAWRENCE GEORGEMANAGER1726994
STRUMWASSER, STEVEN DAVIDASSISTANT TREASURER1198005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANGDON P. COOK GOVERNMENT SECURITIES, LLC

CRD#: 154487

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