Athena K. Stone

ATTENTIVE INVESTMENTS

Stockton, CA 95207

Some features on this profile are disabled

CRD#: 5267346

Professional summary

Athena Kaulana Stone, AIF®, who also goes by Athena Kaulana Salwolke, is a registered financial advisor currently at ATTENTIVE INVESTMENTS, LLC located in Stockton, California.

Athena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Athena has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Athena Kaulana Salwolke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Athena Kaulana Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 30, 2021 - Present

ATTENTIVE INVESTMENTS, LLC

Office #1: 5345 N El Dorado St. Suite 5, Stockton, CA 95207

RIA

CRD#: 315478

Stockton, CA

Past

May 25, 2007 - August 2, 2021

ATTENTIVE INVESTMENT MANAGERS, INC.

RIA

CRD#: 132536

STOCKTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATTENTIVE INVESTMENTS, LLC

CRD#: 315478 / SEC#: 801-121822

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2007

Uniform Investment Adviser Law Examination

Current Firm

ATTENTIVE INVESTMENTS, LLC

CRD#: 315478 / SEC#: 801-121822

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5345 N El Dorado St. Suite 5, Stockton, CA 95207

Mailing Address

Phone number

(209) 636-4931

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A: FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,146
AUM (Assets Under Management)	$ 181,401,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicholas Hagan

PNC WEALTH MANAGEMENT LLC

IAR

Lodi, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Athena K. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Athena Kaulana Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATTENTIVE INVESTMENTS, LLC

ATTENTIVE INVESTMENT MANAGERS, INC.

Primary Firm SEC Registration

ATTENTIVE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2007

Current Firm

ATTENTIVE INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATTENTIVE INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors