JP
Jingbo Pan
VESTECH ASSET MANAGEMENT
Long Grove, IL
Some features on this profile are disabled
CRD#: 5266959
JP
Professional summary
Jingbo Pan, who also goes by Bob Pan, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Long Grove, Illinois and VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Jingbo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jingbo has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Pan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of the other business: J&Y CPA CONSULTING CO, PC Investment related: No Address of other business: 421 NEWCASTLE DR CARY, IL 60013 Nature of the other business: ACCOUNTING, BOOKKEEPING, TAX CONSULTING Position/title/or relationship: PRESIDENT Start date: 09/2008 Approximate number of hours/months: 20 hours Approximate number of hours/months during trading hours: 20 hours Duties: MANAGE EMPLOYEES & CONTRACTORS, DEVELOP ACCOUNTING PROJECTS, TAX PREPARATION, 2) Name of the other business: RC Insurance Agency LLC Investment related: Yes Address of other business: 421 Newcastle Drive, Cary, IL, 60013 Nature of the other business: Life insurance sales Position/title/or relationship: Member manager Start date: 01/2020 Approximate number of hours/months: 10 Approximate number of hours/months during trading hours: 10 Duties: Life insurance sales and recruitment 3) Name of the other business: Vestech Asset Management, Inc. Investment related: Yes Address of other business: 421 Newcastle Drive, Cary, IL, 60013 Nature of the other business: Investment Advisor Position/title/or relationship: Financial Advisor Start date: 06/2020 Approximate number of hours/months: 160 Approximate number of hours/months during trading hours: 160 Duties: Financial Advisor 4) Name of the other business: Pan Family Investment LLC Investment related: Yes Address of other business: 4777 Wellington Dr., Long Grove, IL, 60047 Nature of the other business: Holding Company for private investments Position/title/or relationship: Owner Start date: 10/2022 Approximate number of hours/months: 0 Approximate number of hours/months during trading hours: 0 Duties: Sole member
CRS (Client Relationship Summary) - RIA
Click below to view Jingbo Pan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2020 - Present
VESTECH ASSET MANAGEMENT INC.
RIA
CRD#: 285685
Long Grove, IL
Current
June 8, 2020 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141BD
CRD#: 41409
St. Louis, MO
Past
May 24, 2019 - February 14, 2020
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
Cary, IL
Past
May 24, 2019 - February 14, 2020
REALTA EQUITIES, INC.
BD
CRD#: 23769
WILMINGTON, DE
Past
November 2, 2018 - May 21, 2019
AXIOM CAPITAL MANAGEMENT, INC.
BD
CRD#: 26580
NEW YORK, NY
Past
April 22, 2014 - August 10, 2018
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
ORLANDO, FL
Past
April 22, 2014 - August 10, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
Cary, IL
Past
April 8, 2014 - April 15, 2014
FINANCIAL WEST GROUP
RIA
CRD#: 16668
CARY, IL
Past
April 8, 2014 - April 15, 2014
FINANCIAL WEST GROUP
BD
CRD#: 16668
CARY, IL
Past
February 11, 2013 - December 20, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
CARY, IL
Past
February 11, 2013 - December 20, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CARY, IL
Past
July 16, 2009 - February 21, 2013
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CARY, IL
Past
February 2, 2009 - February 21, 2013
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CARY, IL
Past
May 10, 2007 - February 18, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OAKBROOK TERRACE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2020)
RR
Florida(1/30/2023)
RR
Illinois(8/26/2020)
IAR
Illinois(8/26/2020)
RR
Maryland(3/26/2024)
RR
Michigan(3/3/2021)
RR
Nevada(5/27/2021)
RR
New York(11/12/2020)
RR
North Carolina(2/27/2021)
RR
Texas(6/29/2021)
IAR
Texas(6/29/2021)
RR
Washington(12/1/2020)
RR
Wisconsin(8/31/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTECH ASSET MANAGEMENT INC.
MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP
CRD#: 285685 / SEC#:
Connecticut
Registered Investment Advisory firm - (8/8/2017 Approved)Illinois
Registered Investment Advisory firm - (6/18/2020 Approved)Kansas
Registered Investment Advisory firm - (6/9/2017 Approved)Michigan
Registered Investment Advisory firm - (12/2/2016 Approved)Missouri
Registered Investment Advisory firm - (6/8/2017 Approved)North Carolina
Registered Investment Advisory firm - (9/21/2017 Approved)Pennsylvania
Registered Investment Advisory firm - (9/21/2018 Approved)Texas
Registered Investment Advisory firm - (12/3/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
Mailing Address
Phone number
(314) 828-2111
Established
Firm type
Fiscal year end
# of Employees
14
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 100,032,281 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
