Maximillian A. Morgan

LOOKAHEAD WEALTH LLC

WEST LINN, OR 97068

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CRD#: 5266876

Professional summary

Maximillian Andrew Morgan, AIF®, who also goes by Max A Morgan, Max Morgan, is a registered financial advisor currently at LOOKAHEAD WEALTH LLC located in West Linn, Oregon.

Maximillian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Maximillian has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max A Morgan | Max Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Max Morgan aids in bookkeeping, records management and general business affairs of Luxe Atelier, a luxury skincare spa at 101 S State Street, Unit 4110, Lake Oswego, Oregon. He maintains a beneficial ownership interest in the business. The activity is not investment related. He started this activity on 10/1/2021 and spends 8 hours per month on this activity, none during stock market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximillian Andrew Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 13, 2025 - Present

LOOKAHEAD WEALTH LLC

Office #1: 1980 Willamette Falls Drive Suite 260, West Linn, OR 97068

RIA

CRD#: 285724

WEST LINN, OR

Past

November 6, 2023 - August 29, 2011

TITUS FINANCIAL, INC.

RIA

CRD#: 150098

West Linn, OR

Past

February 4, 2020 - July 1, 2020

20/20 CAPITAL MANAGEMENT, INC

RIA

CRD#: 281692

West Linn, OR

Past

April 24, 2017 - December 31, 2024

LOOKAHEAD WEALTH LLC

RIA

CRD#: 285724

WEST LINN, OR

Past

December 29, 2015 - February 16, 2016

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

January 13, 2011 - February 1, 2011

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/13/2025)

IAR

Washington
(6/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2015

General Securities Representative Examination

Current Firm

LOOKAHEAD WEALTH LLC

COORDINATED PLANNING | MORGAN, MAXIMILLIAN ANDREW | LOOKAHEAD WEALTH LLC | INVESTMENT DESIGN MANAGEMENT, LLC | INVESTMENT DESIGN MANAGEMENT

CRD#: 285724 / SEC#:

Oregon

Registered Investment Advisory firm - (2/13/2025 Approved)

Washington

Registered Investment Advisory firm - (6/1/2025 Approved)

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Contact information

Main Address

1980 Willamette Falls Drive Suite 260, West Linn, OR 97068

Mailing Address

Phone number

(503) 832-0165

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 95,606,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maximillian A. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximillian Andrew Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOKAHEAD WEALTH LLC

TITUS FINANCIAL, INC.

20/20 CAPITAL MANAGEMENT, INC

LOOKAHEAD WEALTH LLC

MATRIX CAPITAL GROUP, INC.

SOUTHEAST INVESTMENTS, N.C., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2016

Series 63

Date: 1/24/2011

SIE

Date: 2/16/2016

Series 7

Date: 12/28/2015

Current Firm

LOOKAHEAD WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LOOKAHEAD WEALTH LLC

TRUST BUT VERIFY

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