JF
Joshua M. Fudge
SHELTON CAPITAL MANAGEMENT
Denver, CO 80202
Some features on this profile are disabled
CRD#: 5266838
JF
Professional summary
Joshua M Fudge, who also goes by Josh Fudge, Joshua Michael Fudge, Joshua Fudge, is a registered financial advisor currently at SHELTON CAPITAL MANAGEMENT located in Denver, Colorado and RFS PARTNERS located in Denver, Colorado.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Fudge | Joshua Michael Fudge | Joshua Fudge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HIGH TECH ELEMENTARY SCHOOL PTA; ADDRESS: 8499 STOLL PLACE, DENVER, CO 80238; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: TREASURER; DUTIES: GENERAL FINANCIAL OVERSIGHT; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
Josh Fudge is an employee of CCM Partners, LP dba Shelton Capital Management, an affiliated registered investment adviser located at 1875 Lawrence St. Suite 300 Denver, CO 80202.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua M Fudge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2021 - Present
SHELTON CAPITAL MANAGEMENT
Office #1: 1125 17th Street Suite 2550, Denver, CO 80202RIA
CRD#: 104720
Denver, CO
Current
October 3, 2019 - Present
RFS PARTNERS
Office #1: 1125 17th Street Suite 2550, Denver, CO 80202BD
CRD#: 18119
Denver, CO
Past
June 7, 2016 - October 9, 2019
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
DENVER, CO
Past
May 2, 2016 - October 9, 2019
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
DENVER, CO
Past
September 20, 2013 - February 22, 2016
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
DENVER, CO
Past
December 3, 2012 - September 4, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
November 1, 2011 - December 4, 2012
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
March 7, 2007 - October 7, 2011
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SHELTON CAPITAL MANAGEMENT
CALIFORNIA INVESTMENT TRUST | SHELTON CAPITAL MANAGEMENT | CITAG | CCM PARTNERS, LP | CCM PARTNERS | CALIFORNIA INVESTMENT TRUST ADVISORY GROUP
CRD#: 104720 / SEC#: 801-25205
RIA
Registered Investment Advisory firm - (9/12/1985 Approved)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/11/2024 Terminated)Ohio
Registered Investment Advisory firm - (4/2/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/3/2023)
RR
Alaska(10/3/2019)
RR
Arizona(10/3/2019)
RR
Arkansas(10/3/2023)
RR
California(10/3/2019)
IAR
California(4/28/2022)
RR
Colorado(10/3/2019)
IAR
Colorado(8/12/2021)
RR
Connecticut(10/3/2023)
IAR
Connecticut(4/15/2024)
RR
Delaware(10/3/2023)
RR
District of Columbia(10/3/2023)
RR
Florida(10/3/2023)
RR
Georgia(10/3/2023)
RR
Hawaii(10/3/2019)
RR
Idaho(10/3/2019)
RR
Illinois(10/3/2023)
RR
Indiana(10/3/2023)
RR
Iowa(10/3/2023)
RR
Kansas(10/3/2023)
RR
Kentucky(10/3/2023)
RR
Louisiana(10/3/2023)
RR
Maine(10/3/2023)
RR
Maryland(10/3/2023)
RR
Massachusetts(10/3/2023)
IAR
Massachusetts(12/10/2024)
RR
Michigan(10/3/2023)
RR
Minnesota(10/3/2023)
RR
Mississippi(10/3/2023)
RR
Missouri(10/3/2023)
RR
Montana(10/3/2019)
RR
Nebraska(10/3/2023)
RR
Nevada(10/3/2019)
RR
New Hampshire(10/3/2023)
RR
New Jersey(10/3/2023)
RR
New Mexico(10/3/2023)
RR
New York(10/3/2023)
RR
North Carolina(10/3/2023)
RR
North Dakota(10/3/2023)
RR
Ohio(10/3/2023)
RR
Oklahoma(10/3/2023)
RR
Oregon(10/3/2019)
RR
Pennsylvania(10/3/2023)
RR
Puerto Rico(10/3/2023)
RR
Rhode Island(10/3/2023)
RR
South Carolina(10/3/2023)
RR
South Dakota(10/3/2023)
RR
Tennessee(10/3/2023)
RR
Texas(10/3/2023)
RR
Utah(10/3/2019)
RR
Vermont(10/3/2023)
RR
Virginia(10/3/2023)
RR
Washington(10/3/2019)
RR
West Virginia(10/3/2023)
RR
Wisconsin(10/3/2023)
RR
Wyoming(10/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SHELTON CAPITAL MANAGEMENT
CALIFORNIA INVESTMENT TRUST | SHELTON CAPITAL MANAGEMENT | CITAG | CCM PARTNERS, LP | CCM PARTNERS | CALIFORNIA INVESTMENT TRUST ADVISORY GROUP
CRD#: 104720 / SEC#: 801-25205
RIA
Registered Investment Advisory firm - (9/12/1985 Approved)Louisiana
Registered Investment Advisory firm - (4/4/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/11/2024 Terminated)Ohio
Registered Investment Advisory firm - (4/2/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 17th Street Suite 2550, Denver, CO 80202
Mailing Address
P.o. Box 87, Denver, CO 80201-0087
Phone number
(800) 955-9988
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,216 |
| AUM (Assets Under Management) | $ 5,158,388,062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
