David J. Mcpherson
F L PUTNAM INVESTMENT MANAGEMENT CO.
MASHPEE, MA 02649
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CRD#: 5266409
Professional summary
David Joseph Mcpherson, CFP® is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Mashpee, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 65 exam.
Biography
David McPherson, CFP®, is a former financial journalist who previously wrote for ABCNews.com and The Providence Journal.
Question & Answer
What are your service offerings?
Socially Responsible Investing
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Socially Responsible Investmen...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GPN ALLIANCE, INC.; 1411 ROSEDALE AVE., DURHAM, NC 27707; MEMBER-OWNED ORGANIZATION FOR FINANCIAL PLANNERS, 501(c)6 NON-PROFIT; TREASURER; START 11/2022; 2 - 3 HOURS MONTHLY, 1 HOUR DURING SECURITIES TRADING HOURS; SERVE AS BOARD MEMBER & TREASURER.
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Mcpherson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 2, 2024 - Present
F L PUTNAM INVESTMENT MANAGEMENT CO.
Office #1: 13 Steeple Street Suite 203, Mashpee, MA 02649RIA
CRD#: 106223
MASHPEE, MA
Past
January 19, 2007 - November 22, 2024
FOUR PONDS FINANCIAL PLANNING
RIA
CRD#: 142683
MASHPEE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
F L PUTNAM INVESTMENT MANAGEMENT CO.
F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING
CRD#: 106223 / SEC#: 801-21951
RIA
Registered Investment Advisory firm - (7/30/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(11/20/2024)
IAR
Massachusetts(8/2/2024)
IAR
Rhode Island(11/20/2024)
Current Firm
FL
F L PUTNAM INVESTMENT MANAGEMENT CO.
F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING
CRD#: 106223 / SEC#: 801-21951
RIA
Registered Investment Advisory firm - (7/30/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Kimball Lane, Lynnfield, MA 01940
Mailing Address
Phone number
(800) 344-3435
Established
Firm type
Fiscal year end
# of Employees
134
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,380 |
| AUM (Assets Under Management) | $ 7,695,902,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 08/21/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
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Company Information
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223Mashpee, MA 02649TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
