Sunil Kulkarni

NUTS2INVEST.COM

Tipp City, OH

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CRD#: 5266207

Professional summary

Sunil Kulkarni, who also goes by Sunil Shrikrishna Kulkarni Mr., Sunil Shrikrishna Kulkarni, is a registered financial advisor currently at NUTS2INVEST.COM, LLC located in Tipp City, Ohio.

Sunil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sunil has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sunil Shrikrishna Kulkarni Mr. | Sunil Shrikrishna Kulkarni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FOR PROFIT ORGANIZATION, EMERSON, NON INVESTMENT RELATED, ENGINEERING MANAGEMENT, LOCATED AT 1675 W CAMPBELL, SIDNEY, OH 45365, STARTED 9/16/1987, 1600 HOURS DEVOTED, NEW COMPRESSOR PRODUCT DEVELOPMENT,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil Kulkarni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2012 - Present

NUTS2INVEST.COM, LLC

RIA

CRD#: 164438

Tipp City, OH

Past

October 23, 2012 - December 31, 2020

NUTS2INVEST.COM, LLC

RIA

CRD#: 164438

SPRINGBORO, OH

Past

November 13, 2007 - October 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DAYTON, OH

Past

October 17, 2007 - October 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DAYTON, OH

Past

January 11, 2007 - October 18, 2007

AIM FINANCIAL ADVISORS, LLC

RIA

CRD#: 142791

SPRINGBORO, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NUTS2INVEST.COM, LLC

CRD#: 164438 / SEC#: 801-76998

RIA

Registered Investment Advisory firm - (8/12/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/12/2007

General Securities Representative Examination

Current Firm

NUTS2INVEST.COM, LLC

CRD#: 164438 / SEC#: 801-76998

RIA

Registered Investment Advisory firm - (8/12/2012 Approved)

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Contact information

Main Address

Tipp City, OH

Mailing Address

Phone number

(937) 269-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NUTS2INVEST INTERNET BROCHURE 2025 (2/13/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sunil Kulkarni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil Kulkarni's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUTS2INVEST.COM, LLC

NUTS2INVEST.COM, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AIM FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

NUTS2INVEST.COM, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2007

Series 7

Date: 11/12/2007

Current Firm

NUTS2INVEST.COM, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

NUTS2INVEST.COM, LLC

TRUST BUT VERIFY

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