Peter L. Ivanyi

GUIDED CAPITAL WEALTH MANAGEMENT

Houston, TX 77046

Some features on this profile are disabled

CRD#: 5266135

Professional summary

Peter L Ivanyi, CFP®, ChFC® is a registered financial advisor currently at GUIDED CAPITAL WEALTH MANAGEMENT, LLC located in Houston, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Peter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter L Ivanyi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

Experience

Current

February 16, 2024 - Present

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 24 Greenway Plaza Suite 1203, Houston, TX 77046

RIA

CRD#: 310056

Houston, TX

Past

April 6, 2009 - February 29, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

April 6, 2009 - February 29, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

February 22, 2007 - March 26, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 310056 / SEC#: 801-129612

RIA

Registered Investment Advisory firm - (3/11/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2024 Terminated)

Colorado

Registered Investment Advisory firm - (5/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2007

General Securities Representative Examination

Current Firm

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 310056 / SEC#: 801-129612

RIA

Registered Investment Advisory firm - (3/11/2024 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2024 Terminated)

Colorado

Registered Investment Advisory firm - (5/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

24 Greenway Plaza Suite 1203, Houston, TX 77046

Mailing Address

Phone number

(832) 975-0710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - GUIDE CAPITAL WEALTH MANAGEMENT (3/3/2025)

ADV PART 2A- GUIDED CAPITAL WEALTH MANAGEMENT, LLC (3/3/2025)

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 250,191,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter L. Ivanyi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter L Ivanyi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/16/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/21/2007

Current Firm

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUIDED CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors