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AV

Anne B. Vardan

VALMARK SECURITIES
Wayzata, MN 55391
Some features on this profile are disabled
CRD#: 5265703
AV

Professional summary

Anne Bishop Vardan, who also goes by Anne Speegle Bishop, Anne Speegle Bishop, Anne Marie Speegle, Anne Vardan, Anne Bishop Vardan, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Wayzata, Minnesota.

Anne is registered as a RR (Registered Representative) and started their career in finance in 2007. Anne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anne Speegle Bishop | Anne Speegle Bishop | Anne Marie Speegle | Anne Vardan | Anne Bishop Vardan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anne Bishop Vardan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2024 - Present

VALMARK SECURITIES, INC.

Office #1: 282 East Wayzata Blvd., Wayzata, MN 55391
BD
CRD#: 31243
Wayzata, MN
Past

March 4, 2024 - April 10, 2024

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
MINNETONKA, MN
Past

March 1, 2024 - April 10, 2024

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
MINNETONKA, MN
Past

April 6, 2020 - October 20, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WAYZATA, MN
Past

April 6, 2020 - October 20, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WAYZATA, MN
Past

March 12, 2015 - September 18, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Minneapolis, MN
Past

January 15, 2015 - September 18, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Minneapolis, MN
Past

July 25, 2011 - January 15, 2015

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

BD
CRD#: 26506
MINNEAPOLIS, MN
Past

January 3, 2011 - July 11, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MINNEAPOLIS, MN
Past

February 2, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
MINNEAPOLIS, MN
Past

January 26, 2007 - April 21, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(4/22/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/9/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/28/2015
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/16/2011
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/2/2010
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: , 8-45463

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Mailing Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Phone number
(800) 765-5201
Established
Ohio since 12/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALMARK SECURITIES, INC.

CRD#: 31243Wayzata, MN 55391

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