Edmund M. Higginbotham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Michael Higginbotham, who also goes by E. Michael Higginbotham, Edmund M Higginbotham, E Mike Higginbotham, Edmund Higginbotham, was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 2007. Edmund had worked at 5 firms and has passed the Series 63, Series 42, Series 6TO, Series 99TO, Series 72, Series 52TO, Series 22TO, Series 62, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2020 - December 12, 2022
OLD CITY SECURITIES LLC
September 8, 2017 - July 23, 2020
MARCH CAPITAL CORP.
February 14, 2013 - July 5, 2016
INDIAN HARBOR, LLC
December 4, 2007 - July 13, 2012
FIRST AMERICAN MUNICIPALS, INC.
May 8, 2007 - September 24, 2007
MORGAN STANLEY DISTRIBUTION, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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