Tami J. Simpson

WEALTH FINANCIAL GROUP WEST

Costa Mesa, CA 92626

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CRD#: 5263487

Professional summary

Tami J. Simpson, CFP®, who also goes by Tami Jo Mcgrew, Tami Jo Tessner, is a registered financial advisor currently at WEALTH FINANCIAL GROUP WEST, INC. located in Costa Mesa, California.

Tami is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Tami has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tami Jo Mcgrew | Tami Jo Tessner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)dba Wealth Financial Group West; Investment Related; 650 Town Center Dr Ste 920, Costa Mesa, CA 92626; Financial Advising Services; President, 80 hours per month, 2007 Start Date 2)SIMPSON AND SIMPSON LIFE INSURANCE SERVICES, INC.; INVESTMENT RELATED;SAN BERNADINO, CA; INSURANCE SALES AND SERVICES;2007;50 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tami J. Simpson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

December 16, 2022 - Present

WEALTH FINANCIAL GROUP WEST, INC.

Office #1: 650 Town Center Dr Ste 920, Costa Mesa, CA 92626

RIA

CRD#: 324051

Costa Mesa, CA

Past

December 5, 2018 - December 31, 2022

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Costa Mesa, CA

Past

May 12, 2017 - December 7, 2018

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Costa Mesa, CA

Past

April 10, 2013 - November 29, 2017

SGL FINANCIAL, LLC

RIA

CRD#: 158023

COST MESA, CA

Past

June 5, 2007 - December 31, 2017

WEALTH FINANCIAL GROUP WEST, INC.

RIA

CRD#: 142760

COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/16/2022)

IAR

Texas
(12/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2007

Uniform Investment Adviser Law Examination

Current Firm

WEALTH FINANCIAL GROUP WEST, INC.

CRD#: 324051 / SEC#:

California

Registered Investment Advisory firm - (12/16/2022 Approved)

Texas

Registered Investment Advisory firm - (12/21/2022 Approved)

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Contact information

Main Address

650 Town Center Dr Ste 920, Costa Mesa, CA 92626

Mailing Address

Phone number

(714) 617-4394

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 15,912,753

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tami J. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tami J. Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH FINANCIAL GROUP WEST, INC.

GRADIENT ADVISORS, LLC

INTEGRITY ALLIANCE, LLC.

SGL FINANCIAL, LLC

WEALTH FINANCIAL GROUP WEST, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2007

Current Firm

WEALTH FINANCIAL GROUP WEST, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH FINANCIAL GROUP WEST, INC.

TRUST BUT VERIFY

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