Joel R. Frank
Professional summary
Joel Richard Frank, who also goes by Joel R Frank, Richard Joel Frank, is a registered financial advisor currently at EQUILUS GROUP INC located in Wenatchee, Washington.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joel Richard Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2019 - Present
EQUILUS GROUP INC
Office #1: 385 E Penny Road Suite 101b, Wenatchee, WA 98801May 7, 2016 - December 31, 2019
APEX ADVISORY GROUP, INC.
October 1, 2015 - April 8, 2016
PRINCIPAL SECURITIES, INC.
July 15, 2015 - April 8, 2016
PRINCIPAL SECURITIES, INC.
June 6, 2014 - July 1, 2015
MML INVESTORS SERVICES, LLC
June 4, 2013 - July 1, 2015
MML INVESTORS SERVICES, LLC
March 7, 2007 - May 3, 2013
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2019)
(8/27/2021)
(8/30/2021)
(5/10/2019)
(4/10/2019)
Exams
Current Firm
EQUILUS GROUP INC
CRD#: 300142 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 13,798,872 |
Red Flags
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