Di X. Thigpen-shankles
Professional summary
Di Xiang Thigpen-shankles, who also goes by Di XIang Au, Di Xiang Au, Di Xiang Thigpen, is a registered financial advisor currently at FULCRUM CAPITAL, LLC located in Seattle, Washington.
Di is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Di has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Di Xiang Thigpen-shankles's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2020 - Present
FULCRUM CAPITAL, LLC
Office #1: 800 Fifth Avenue Suite 3800, Seattle, WA 98104August 30, 2018 - April 13, 2020
VIRIDIAN RIA, LLC
March 8, 2016 - August 13, 2018
RUSSELL INVESTMENTS
October 10, 2014 - August 13, 2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
April 19, 2013 - September 22, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 21, 2010 - March 25, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 6, 2007 - August 31, 2009
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
FULCRUM CAPITAL, LLC
CRD#: 145322 / SEC#: 801-68459
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/14/2020)
Exams
Current Firm
FULCRUM CAPITAL, LLC
CRD#: 145322 / SEC#: 801-68459
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 975,924,657 |
Red Flags
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