RB
Regina J. Burks
MISSIONSQUARE WEALTH MANAGEMENT
Littleton, CO
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CRD#: 5262891
RB
Professional summary
Regina J Burks, who also goes by Regina Justine Rosenthal, Regina Rosenthal, is a registered financial advisor currently at MISSIONSQUARE WEALTH MANAGEMENT located in Littleton, Colorado.
Regina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Regina has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Regina Justine Rosenthal | Regina Rosenthal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Regina J Burks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2026 - Present
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
Littleton, CO
Current
March 11, 2024 - Present
MISSIONSQUARE WEALTH MANAGEMENT
BD
CRD#: 23189
Murrieta, CA
Past
March 11, 2024 - March 16, 2026
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Littleton, CO
Past
August 27, 2018 - February 13, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Lakewood, CO
Past
August 27, 2018 - February 13, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Lakewood, CO
Past
August 9, 2018 - August 30, 2018
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LAKEWOOD, CO
Past
August 4, 2009 - August 30, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, CO
Past
April 19, 2007 - September 6, 2007
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2026)
RR
Alaska(1/10/2026)
RR
Arizona(1/10/2026)
RR
Arkansas(1/10/2026)
RR
California(1/10/2026)
RR
Colorado(3/11/2024)
IAR
Colorado(2/27/2026)
RR
Connecticut(1/10/2026)
RR
Delaware(1/10/2026)
RR
District of Columbia(4/2/2024)
RR
Florida(1/10/2026)
RR
Georgia(1/10/2026)
RR
Hawaii(1/10/2026)
RR
Idaho(1/10/2026)
RR
Illinois(1/10/2026)
RR
Indiana(1/10/2026)
RR
Iowa(1/10/2026)
RR
Kansas(1/10/2026)
RR
Kentucky(1/10/2026)
RR
Louisiana(1/10/2026)
RR
Maine(1/10/2026)
RR
Maryland(1/10/2026)
RR
Massachusetts(1/10/2026)
RR
Michigan(1/10/2026)
RR
Minnesota(1/10/2026)
RR
Mississippi(1/10/2026)
RR
Missouri(1/10/2026)
RR
Montana(1/10/2026)
RR
Nebraska(1/10/2026)
RR
Nevada(1/10/2026)
RR
New Hampshire(1/10/2026)
RR
New Jersey(1/10/2026)
RR
New Mexico(1/10/2026)
RR
New York(1/10/2026)
RR
North Carolina(1/10/2026)
RR
North Dakota(1/10/2026)
RR
Ohio(1/12/2026)
RR
Oklahoma(1/10/2026)
RR
Oregon(1/10/2026)
RR
Pennsylvania(1/10/2026)
RR
Rhode Island(1/10/2026)
RR
South Carolina(1/10/2026)
RR
South Dakota(1/10/2026)
RR
Tennessee(1/10/2026)
RR
Texas(1/10/2026)
RR
Utah(1/10/2026)
RR
Vermont(1/10/2026)
RR
Virginia(1/10/2026)
RR
Washington(1/10/2026)
RR
West Virginia(1/10/2026)
RR
Wisconsin(1/10/2026)
RR
Wyoming(1/10/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MISSIONSQUARE WEALTH MANAGEMENT
ICMA - RC SERVICES, INC. | MISSIONSQUARE WEALTH MANAGEMENT | MISSIONSQUARE INVESTMENT SERVICES | ICMA-RC SERVICES, LLC
CRD#: 23189 / SEC#: , 8-40268
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Mailing Address
777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
Phone number
(202) 962-4600
Established
Delaware since 12/31/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
211
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRESIDENT & PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
