Kristin E. Smiley
Professional summary
Kristin Elizabeth Smiley, who also goes by Kristin Elizabeth Gomes, Kristin Smiley, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in West Des Moines, Iowa.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2007. Kristin has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Elizabeth Smiley's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2017 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 4700 Westown Parkway Suite 100, West Des Moines, IA 50265February 19, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 19, 2007 - October 20, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622West Des Moines, IA 50265TRUST BUT VERIFY
Monitor Kristin Smiley
Get automatic monthly alerts on:
